Forms and Disclosures

Customer Agreements

The following forms are samples of the documents presented in our Account Registration System and may not be submitted to Interactive Brokers.

IB LLC

Australia Client Supplemental Custody AgreementNovember 2, 2015

IB LLC Consolidated Account Clearing AgreementNovember 6, 2013

IB LLC Customer AgreementMarch 10, 2015

IB LLC Fully Disclosed Clearing AgreementMarch 26, 2014

IB LLC Institutional Services Customer AgreementMarch 10, 2015

IB LLC IRA Customer AgreementMarch 10, 2015

IB LLC OATS Non-Reporting AgreementNovember 1, 2010

IB LLC OATS OSO Reporting AgreementFebruary 24, 2012

IB LLC Roth Customer AgreementDecember 31, 2014

Notice and Acknowledgement of Clearing ArrangementJune 3, 2015

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IB LLC, IB UK

Agreement for Advisors Providing Services to Interactive Brokers Customers (LLC/UK)March 10, 2015

Discretionary Trading Authorization Agreement For Advisor And
Request To Send Trade Confirmations And Account Statements To Advisor December 23, 2015

Master Securities Lending Agreement for Interactive Brokers LLC Fully-Paid Lending ProgramJanuary 9, 2014

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IB UK

IB UK Limited Customer AgreementNovember 24, 2015

IB UK Limited Customer Agreement for SIPP Account HoldersAugust 31, 2009

IB UK Limited Fully-Disclosed SIPP Account Clearing Agreement November 24, 2015

Interactive Brokers (U.K.) Limited Client Agreement For Products Carried By IB U.K.November 24, 2015

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IB Hong Kong Limited

Interactive Brokers Hong Kong Limited Client AgreementJune 3, 2015

Interactive Brokers Hong Kong Institutional Services AgreementAugust 25, 2015

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IB Canada

Agreement for Non-Professional Advisors Providing Services to Interactive Brokers Canada CustomersFebruary 23, 2012

Agreement for Professional Advisors Providing Services to Interactive Brokers Canada CustomersJune 30, 2011

Appointment of Canadian Financial Advisor and Request to Send Trade Confirmations and Account Statements To AdvisorJuly 14, 2011

Appointment of Canadian Financial Advisor (Unregistered) and Request to Send Trade Confirmations and Account Statements to AdvisorJuly 14, 2011

IB Canada Customer AgreementMay 13, 2015