Forms and Disclosures

Customer Service Forms

Corporate Resolution April 9, 2014

Customer Inquiries and Complaints March 5, 2004

Interactive Brokers Canada Guaranteed ID Form September 9, 2015

Interactive Brokers Canada Inc. Limited Power of Attorney – Trading Authorization (Individual Accounts) July 19, 2011

Interactive Brokers Canada Inc. Limited Power of Attorney – Trading Authorization (Organizational Accounts) July 19, 2011

IRA Beneficiary Change Form February 19, 2015

IRA Rollover Certification February 19, 2015

IRA Rollover Form February 19, 2015

IRA Transfer In Authorization Form February 19, 2015

Partnership Resolution October 20, 2008

Secure Login System Opt-Out November 9, 2009

Special Position Liquidation Agreement October 5, 2015

Stock Transfer-In Form in India June 20, 2011

Summary- IB UK Complaints Handling October 22, 2009

Transfer on Death – Beneficiary Distribution Form April 17, 2013

Transferring Positions in Asia June 15, 2015

Transferring Positions in Europe October 7, 2015