Regulatory Notices and Risk Disclosures
Please review the following disclosures carefully, as they contain important information regarding your Interactive Brokers account.
After-Hours Trading Risk DisclosureJune 2, 2015
Agreement and Limited Power Of Attorney For Participation in Interactive Brokers Hong Kong Ltd Stock Yield Enhancement ProgramFebruary 10, 2016
Agreement and Limited Power Of Attorney For Participation in Interactive Brokers Stock Yield Enhancement ProgramApril 9, 2014
Arbitration Agreement (Futures)November 28, 2012
ASX Explanatory Booklet: Understanding Options TradingJanuary 25, 2013
Australian Best Execution Policy - Retail ClientsDecember 14, 2011
Australian Best Execution Policy - Wholesale ClientsDecember 14, 2011
Canadian Client Consent of Electronic DeliveryMarch 5, 2004
Canadian Client Relationship Disclosure Information February 11, 2016
Canadian Shareholders Communication Instruction Form February 12, 2008
Certification Regarding Correspondent Accounts for Foreign Banks April 24, 2009
CFTC Risk Disclosure Statement - Appendix A to Rule 1.55 April 9, 2014
CFTC Risk Disclosure Statement - Rule 1.55(b) April 9, 2014
CFTC Rule 15.05 Notice to Non-U.S. Traders January 23, 2013
Customer Consent to Receive Mutual Fund Information Electronically June 8, 2010
Day Trading Risk Disclosure Statement May 5, 2009
Disclosure Concerning Auto Trading Service Providers August 29, 2013
Disclosure of Cash and Margin Account Trading Requirements, and Automatic Liquidation March 5, 2004
Disclosure of Risks of Margin Trading March 10, 2015
Disclosure Regarding IB's Business Continuity Plan May 9, 2013
Disclosure Regarding IB's Procedures for Allocating Equity Option Exercise Notices May 31, 2007
Disclosure Regarding Interactive Brokers Pre-Borrow Program October 2, 2012
Distressed Bonds June 17, 2010
Documents d'information du Québec sur les contrats à terme et les options - French March 5, 2004
EMIR Notice January 22, 2014
EMIR Overview January 22, 2014
Euronext LIFFE Risk Disclosure April 15, 2008
Financial Services Guide Interactive Brokers (U.K.) Limited January 12, 2016
FINRA Investor Protection Information Resources January 7, 2013
FINRA/NFA Standardized Risk Disclosure Statement for Security Futures Contracts August 26, 2009
French Risk Disclosures February 21, 2008
Hong Kong Acknowledgements February 12, 2014
Hong Kong IB-HK Acknowledgements (for residents of Hong Kong) January 4, 2016
Hong Kong Client Money Standing Authority June 1, 2007
Hong Kong Client Standing Authority June 1, 2007
Hong Kong Regulatory Info* May 9, 2013
Hong Kong Risk Disclosure May 22, 2012
IB Disclosure Pursuant to FINRA Rule 5350 Regarding Stop and Stop-Limit Orders
in U.S. Listed Stocks and Warrants October 18, 2013
IBUK Disclosure under the Capital Requirements IV Directive April 15, 2015
IB UK Order Execution Policy October 31, 2007
IIROC Arbitration Agreement April 23, 2009
IIROC Risk Disclosure Statement April 23, 2009
Important Characteristics and Risks of Participating in Interactive Brokers Fully-Paid Securities Lending Programs November 4, 2015
Important Characteristics and Risks of Participating in Interactive Brokers Hong Kong Limited Fully-Paid Securities Lending Program February 10, 2016
Interactive Brokers Group Privacy Notice January 16, 2014
Interactive Brokers Hong Kong Limited Client Money Standing Authority June 3, 2015
Interactive Brokers Hong Kong Limited Client Securities Standing Authority June 3, 2015
Interactive Brokers LLC Australian Financial Services Guide January 12, 2016
Interactive Brokers LLC Australian Product Disclosure Statement for Exchange Traded Options February 12, 2014
Interactive Brokers LLC Australian Product Disclosure Statement for Foreign Exchange Contracts February 19, 2014
Interactive Brokers LLC Australian Product Disclosure Statement for Futures February 5, 2015
Interactive Brokers LLC Firm Specific Disclosure Document pursuant to CFTC Rule 1.55(k) and NFA Rule 2-36(n) January 29, 2016
Interactive Brokers LLC General Disclosure on Mutual Funds July 1, 2015
Interactive Brokers Risk Disclosure for Bond Trading January 9, 2013
Interactive Brokers (U.K.) Limited - Remuneration Policy January 14, 2013
Interactive Brokers (U.K.) Limited MiFID Professional Client Notification and Order Execution Policy Consent April 17, 2013
Interactive Brokers (U.K.) Limited MiFID Retail Client Notification and Order Execution Policy Consent April 17, 2013
IRA Documents February 19, 2016
ISE Disclosure for Option Orders Over 500 Contracts May 22, 2012
Japanese Risk Disclosure February 24, 2011
Maine Risk Disclosure March 5, 2004
Master Securities Lending Agreement for Interactive Brokers Hong Kong Limited Fully-Paid Lending Program February 10, 2016
MSRB Investor Brochure May 26, 2010
Municipal Risk Disclosure June 16, 2015
Notice of Clearing Arrangement for IB Canada Customers February 9, 2010
Notice of Execution and Clearing Agreement and Description
of Contractual Relationship Between IB UK and IB LLC April 17, 2013
Notice Regarding NFA's BASIC System April 21, 2009
Notice Regarding Pre-Arranged Trading On U.S. Futures Exchanges June 16, 2015
Notice Regarding USA PATRIOT Act Section 311 June 12, 2015
OCC Risk Disclosure November 3, 2014
Order Handling Policies & Procedures on Multiple Canadian Equities Marketplaces June 12, 2015
Order Routing & Payment for Orders Disclosure June 2, 2015
PAIB Agreement June 21, 2006
Penny Stock Trading Risk Disclosure April 13, 2015
Portfolio Margin Disclosure June 16, 2015
Pricing Disclosure under the European Market Infrastructure Regulation ("EMIR") August 15, 2014
Quebec Day Trading Risk Disclosure April 23, 2009
Quebec Risk Disclosure March 5, 2004
Recertification Regarding Corresponding Accounts for Foreign Banks April 24, 2009
Risk Disclosure and Supplemental Agreement for
Security Futures Trading at Interactive Brokers January 25, 2013
Risk Disclosure Regarding Leveraged and Inverse Funds August 5, 2010
Risk Disclosure Statement For Forex and Multi-Currency Accounts January 11, 2016
Risk Disclosure Statement for Trading CFDs With Interactive Brokers (U.K.) Limited ("IB UK") January 14, 2011
Risk Disclosure Statement for Trading OTC Precious Metals with Interactive Brokers (U.K.) Limited ("IB UK") January 14, 2011
Risks of Trading Equity Options and Terms and Conditions for Trading Equity Options April 21, 2009
Shortened (T+2) Settlement for Stock Purchases October 28, 2014
Singapore Risk Disclosure February 21, 2008
Spousal Consent Form August 7, 2009
Supplemental Agreement & Disclosures for Trading on the Australian Stock Exchange Limited August 23, 2007
Swiss Bankers Association Special Risks in Securities Trading February 17, 2012
Trading on ASX 24 Customer Agreement August 22, 2012
Trustee Certification July 7, 2015
