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Broker Exception Reports

The Broker Exception Report provides snapshots of your top 40-performing clients over different time periods and based on specific criteria. View Daily, Month-to-Date (MTD) and Year-to-Date (YTD) reports of your top 40 Highest Commissions customers, top 40 Highest P/L customers, and top 40 Lowest P/L customers. Daily reports also include the top 40 Highest Equity customers.

Access the Broker Exception Report in Account Management by clicking Reports > Supplemental > Broker Exception.

Here is the page in Account Management:

For more information

• For additional information on how to generate the report, see the Reporting Guide.
• Click here to view a sample Broker Exception report.