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Add an SMA Client Account

Fund Investment Managers with Multiple Fund accounts can add Separately Managed Accounts (SMAs) to their account.

Before you can add a client SMA account, you must qualify to trade Securities Products, Commodities Products, and/or Forex Contracts. You must qualify for at least one set of products.

To add a Separately Managed Account

1. Click Manage Funds > Create > New.

2. Click Continue in the Add (SMA) Separately Managed Account(s) section.

The Advisor Qualifications page opens. Before you can add a client SMA account, you must qualify to trade Securities Products, Commodities Products, and/or Forex Contracts. You must qualify for at least one set of products.

3. Select at least one set of products to trade and complete that section of the page, then click Continue.

Once your request has been processed, you can add Separately Managed Accounts.

4. Once you are qualified to trade Securities Products, Commodities Products, and/or Forex Contracts, log back into Account Management and click Manage Funds > Create > New, then click Start Application to begin either a semi-electronic or paper SMA client account application.