• All Files

 

Additional Resources

In addition to the information in this guide, Interactive Brokers provides important resources for Registered Investment Advisors and Fully Disclosed Brokers.

For Advisors:

• Getting Started Guide - Provides an overview of the tasks you will want to complete as a new Advisor. This guide is designed as a reference for new users and comprises a very small subset of the information and features available to you through IB. This guide assumes that your Advisor master account as been approved and funded, that you are the Advisor Master. The guide also includes information relevant to the Advisor who has opened a trading account for their his or her personal trading.
• Online Version
• PDF Version
• RIA Compliance Center - Basic information on the registration and compliance requirements facing investment advisors that includes a webinar on RIA compliance and PDF documents that spotlight major compliance topics.

For Brokers:

• Getting Started Guide for Fully Disclosed Brokers - Provides a comprehensive collection of the tasks you will want to complete as a new Fully Disclosed Brokers. This guide is designed as a reference for new users and comprises a very small subset of the information and features available to you through IB. This guide assumes that your account as been approved and funded, that you are the Broker Master, and that a Proprietary Account for Broker-Dealers was automatically created for your own personal trading during the application process.
• Online Version
• PDF Version

For Advisors AND Brokers:

• Investors' Marketplace - Our online service where IB customers can form connections with service providers and do business together on Interactive Brokers' platform. Search for a variety of third-party service providers or advertise your own services to potential clients, all at no cost.